Opportunity Information: Apply for PAR 18 028

The funding opportunity titled "Phase III Clinical Trials for the Spectrum of Alzheimer's Disease and Age-related Cognitive Decline (R01 Clinical Trial Required)" (Funding Opportunity Number PAR 18-028) is a National Institutes of Health (NIH) grant program designed to support large, definitive Phase III clinical trials. The focus is on testing promising interventions intended to prevent, slow, or treat age-related cognitive decline and conditions across the full Alzheimer's disease (AD) continuum, ranging from pre-symptomatic individuals to those with more advanced disease. In practical terms, the FOA is looking for applications that are ready to move beyond early-stage feasibility work and into rigorous, confirmatory trials that can provide clear evidence of clinical benefit (or lack of benefit) at a scale appropriate for Phase III research.

The program supports both pharmacological and non-pharmacological interventions. Pharmacological interventions generally include drugs and biologics, while non-pharmacological approaches can include behavioral interventions, cognitive training, lifestyle or exercise programs, caregiver or care-delivery models, technology-enabled supports, and other structured therapeutic strategies. The intent is to encourage well-designed trials that can meaningfully inform clinical practice and public health approaches, rather than exploratory pilots. Because the FOA specifies "Clinical Trial Required," a proposed study is expected to meet NIH's definition of a clinical trial and to be designed and conducted as a Phase III trial with appropriate methodological rigor, such as strong randomization procedures where applicable, adequate sample size and power, clearly defined outcomes, and robust monitoring and oversight.

The funding mechanism is the NIH R01, which is a standard research project grant. R01 awards are typically used to support discrete, specified projects led by a principal investigator (or multiple PIs) and can accommodate complex, multi-site clinical trial structures when well justified. The Funding Instrument Type is listed as a grant, and the Funding Activity Category is health, with CFDA number 93.866. While the source snippet does not provide an award ceiling or the number of expected awards, the framing suggests NIH is emphasizing the public health urgency and the need for late-stage trials capable of producing actionable evidence across Alzheimer's-related conditions and age-associated cognitive decline.

Eligibility is broad and includes a wide range of domestic and international institutions and organizations. Eligible applicants include state, county, and local governments; special district governments; independent school districts; public and state-controlled institutions of higher education; private institutions of higher education; federally recognized Native American tribal governments; Native American tribal organizations other than federally recognized tribal governments; public housing authorities and Indian housing authorities; nonprofits with and without 501(c)(3) status (other than institutions of higher education); for-profit organizations other than small businesses; small businesses; and other entities. The FOA also explicitly highlights additional eligible groups such as Alaska Native and Native Hawaiian Serving Institutions, Asian American Native American Pacific Islander Serving Institutions (AANAPISI), Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), Tribally Controlled Colleges and Universities (TCCUs), faith-based or community-based organizations, eligible federal agencies, regional organizations, U.S. territories or possessions, and non-U.S. (foreign) organizations. This wide eligibility reflects an interest in drawing on diverse research settings, populations, and operational capacities, which can be especially important for Phase III recruitment, generalizability, and implementation planning.

Key administrative details from the listing include an original closing date of July 26, 2018, and a creation date of October 30, 2017. The agency is NIH, and the opportunity is categorized as discretionary. Overall, the FOA is aimed at accelerating high-quality, late-stage clinical testing of interventions across the AD spectrum and age-related cognitive decline, with the expectation that funded projects will be capable of delivering definitive conclusions that can guide future regulatory, clinical, and health-system decisions.

  • The National Institutes of Health in the health sector is offering a public funding opportunity titled "Phase III Clinical Trials for the Spectrum of Alzheimer's Disease and Age-related Cognitive Decline (R01 Clinical Trial Required)" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 93.866.
  • This funding opportunity was created on 2017-10-30.
  • Applicants must submit their applications by 2018-07-26. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501 (c) (3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501 (c) (3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For-profit organizations other than small businesses, Small businesses, Others.
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FAQs: Phase III Clinical Trials for the Spectrum of Alzheimer's Disease and Age-related Cognitive Decline (R01 Clinical Trial Required) (PAR 18-028)

What is the title of this funding opportunity?

The funding opportunity is titled "Phase III Clinical Trials for the Spectrum of Alzheimer's Disease and Age-related Cognitive Decline (R01 Clinical Trial Required)."

What is the Funding Opportunity Number (FOA number)?

The Funding Opportunity Number is PAR 18-028.

Which agency is offering this grant?

The agency listed for this opportunity is the National Institutes of Health (NIH).

What is the main purpose of this NIH grant program?

This program is designed to support large, definitive Phase III clinical trials that test promising interventions intended to prevent, slow, or treat age-related cognitive decline and conditions across the full Alzheimer's disease (AD) continuum.

What stage of research is this opportunity intended to fund?

It is intended for late-stage, confirmatory Phase III clinical trials. The emphasis is on moving beyond early feasibility or exploratory work and into rigorous trials capable of producing clear, actionable evidence of clinical benefit (or lack of benefit).

What does "Clinical Trial Required" mean in this opportunity?

"Clinical Trial Required" indicates the proposed study is expected to meet NIH's definition of a clinical trial and to be designed and conducted as a Phase III trial with appropriate methodological rigor and oversight.

What kinds of interventions can be studied under this FOA?

The FOA supports both pharmacological and non-pharmacological interventions.

What are examples of pharmacological interventions under this program?

Pharmacological interventions generally include drugs and biologics.

What are examples of non-pharmacological interventions under this program?

Non-pharmacological approaches can include behavioral interventions, cognitive training, lifestyle or exercise programs, caregiver or care-delivery models, technology-enabled supports, and other structured therapeutic strategies.

What populations or disease stages does this FOA focus on?

The FOA targets the full Alzheimer's disease continuum, ranging from pre-symptomatic individuals to those with more advanced disease, and also includes age-related cognitive decline.

Is this funding intended for pilot studies or feasibility studies?

No. The stated intent is to encourage well-designed trials that can meaningfully inform clinical practice and public health approaches, rather than exploratory pilots.

What level of trial rigor is NIH expecting for applications?

The FOA describes expectations consistent with Phase III research, such as strong randomization procedures where applicable, adequate sample size and power, clearly defined outcomes, and robust monitoring and oversight.

What grant mechanism is being used?

The funding mechanism is the NIH R01 research project grant.

What is the Funding Instrument Type?

The Funding Instrument Type is listed as a grant.

What is the Funding Activity Category?

The Funding Activity Category is health.

What is the CFDA number for this opportunity?

The CFDA number listed is 93.866.

Is this opportunity considered discretionary funding?

Yes. The opportunity is categorized as discretionary.

Who is eligible to apply?

Eligibility is broad and includes domestic and international institutions and organizations, including many types of government entities, colleges and universities, nonprofits, for-profits, small businesses, tribal entities, and other organizations described in the listing.

Are state, county, or local governments eligible?

Yes. The eligible applicant types include state governments, county governments, and local governments.

Are special district governments and independent school districts eligible?

Yes. Special district governments and independent school districts are listed among eligible applicants.

Are public and private institutions of higher education eligible?

Yes. Both public and state-controlled institutions of higher education and private institutions of higher education are eligible.

Are tribal governments and tribal organizations eligible?

Yes. Federally recognized Native American tribal governments and Native American tribal organizations other than federally recognized tribal governments are included in the eligible applicant list.

Are public housing authorities eligible?

Yes. Public housing authorities and Indian housing authorities are listed as eligible applicants.

Are nonprofits eligible, including those without 501(c)(3) status?

Yes. The listing includes nonprofits with 501(c)(3) status (other than institutions of higher education) and nonprofits without 501(c)(3) status (other than institutions of higher education).

Are for-profit organizations eligible?

Yes. For-profit organizations other than small businesses are listed as eligible, and small businesses are also listed separately as eligible.

Are small businesses eligible?

Yes. Small businesses are included among eligible applicants.

Are faith-based or community-based organizations eligible?

Yes. The FOA explicitly highlights faith-based or community-based organizations as eligible groups.

Are U.S. territories or possessions eligible?

Yes. U.S. territories or possessions are explicitly highlighted among eligible groups.

Are non-U.S. (foreign) organizations eligible to apply?

Yes. Non-U.S. (foreign) organizations are explicitly listed as eligible.

Are specific minority-serving institutions called out as eligible?

Yes. The listing highlights Alaska Native and Native Hawaiian Serving Institutions, AANAPISI, Hispanic-serving Institutions, Historically Black Colleges and Universities (HBCUs), and Tribally Controlled Colleges and Universities (TCCUs).

Are eligible federal agencies included in the eligibility list?

Yes. Eligible federal agencies are explicitly highlighted among eligible groups.

Does the provided listing specify an award ceiling or the expected number of awards?

No. The provided information does not include an award ceiling or the number of expected awards.

What was the original closing date listed for this opportunity?

The original closing date listed is July 26, 2018.

What is the creation date listed for this opportunity?

The creation date listed is October 30, 2017.

What is the overall goal or expected impact of funded projects?

The FOA is aimed at accelerating high-quality, late-stage clinical testing of interventions across the AD spectrum and age-related cognitive decline, with the expectation that funded projects can deliver definitive conclusions that can guide future regulatory, clinical, and health-system decisions.

Does this FOA emphasize informing clinical practice and public health?

Yes. The opportunity emphasizes trials that can meaningfully inform clinical practice and public health approaches, rather than exploratory pilot studies.

Can this R01 support complex, multi-site Phase III clinical trial structures?

Yes. The description notes that R01 awards can accommodate complex, multi-site clinical trial structures when well justified.

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